Sharon Kay Conner

Current Employers

Employment History

• 01/2014 → 10/2017
  Creative Financial Designs, Inc.
  Kokomo, IN
• 10/2017 → Present
  Lpl Financial Llc
  Kokomo, IN
• 10/2017 → Present
  Independent Advisor Alliance
  Kokomo, IN

Previous Registrations

• 2017-09-29 → 2017-10-31
  Creative Financial Designs, Inc.
  Kokomo, IN
  Kokomo, IN

Other Businesses

1. 10/23/2017 - Roller Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/16/2017 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 100%. 2. 11/14/2017 - Independent Advisor Alliance {IAA} - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/16/2017 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide administrative services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/14/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 01/04/2018 - Independent Advisor Alliance - DBA: Roller Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 08/29/2013 - 120 Hours Per Month / 6 Hours During Trading - 100% Time Spent - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 1/4/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/3/2020 - Comprehensive Planning Corporation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/25/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 5) 09/11/2025 - Comprehensive Planning Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:07/06/2023 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-17

Other Names

• Sheri Kay Conner
• Sharon Kay Pfister