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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
4123 W Shamrock Ln, Mchenry, IL 60050 • United States
9014 Heritage Parkway Suite 308, Woodridge, IL 60517 • United States
1752 Capital Street, Elgin, IL 60124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Porte Brown Llc | Elk Grove Village | IL | 09/2014 | Present |
| 1St Global Capital Corp | Elk Grove Village | IL | 09/2014 | 10/2019 |
| 1St Global Advisors, Inc | Elk Grove Village | IL | 09/2014 | 10/2019 |
| Avantax Insurance Services, Inc. | Elk Grove Village | IL | 09/2014 | 09/2025 |
| Avantax Investment Services, Inc. | Elk Grove Village | IL | 10/2019 | 09/2025 |
| Avantax Advisory Services | Elk Grove Village | IL | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Mc Henry | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PORTE BROWN WEALTH MANAGEMENT LLC POSITION: WEALTH MANAGEMENT ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/22/2015 ADDRESS: 845 Oakton St., Elk Grove Village IL 60004, United States DESCRIPTION: Offer clients financial services. 2) ST JAMES PARISH ARLINGTON HEIGHTS POSITION: Finance Committee Member NATURE: The Parish Finance Committee is a mandated body which has an advisory and consultative role on behalf of the pastor. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2019 ADDRESS: 820 N Arlington Heights Rd, Arlington Heights IL 60004, United States DESCRIPTION: To provide consultation to the Pastor who is accountable for the administration and stewardship of the temporal goods of the parish.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-01 |
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