Louis Christian Stradling

Employer firm

Summit Global Investments, LLC CRD 157091

$2.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → 09/2023
  Transamerica Financial Advisors, Inc
  Mesa, AZ
• 05/2020 → 09/2023
  World Financial Group, Inc.
  Tucson, AZ
• 03/2020 → 03/2020
  Tesla
  Scottsdale, AZ
• 01/2020 → 05/2020
  Unemployed
  San Tan Valley, AZ
• 06/2015 → 01/2020
  Merrill Lynch
  Mesa, AZ
• 08/2015 → 01/2020
  Bank Of America, N.A.
  Mesa, AZ
• 02/2017 → 01/2020
  Stradling Wealth Strategies Llc
  Mesa, AZ
• 12/2016 → 02/2017
  Medical Transport Services
  Mesa, AZ
• 01/2021 → 06/2021
  Home Depot
  Queen Creek, AZ
• 04/2021 → 06/2022
  Liberty Mutual
  Chandler, AZ
• 06/2021 → 06/2022
  Lucid Motors
  Scottsdale, AZ
• 06/2021 → 06/2022
  Zillow Inc
  Seattle, WA
• 08/2021 → 03/2024
  Keap Llc
  Chandler, AZ
• 09/2023 → Present
  Summit Global Investments
  Bountiful, UT

Previous Registrations

• 2020-11-16 → 2023-09-05
  Transamerica Financial Advisors, Llc
  Mesa, AZ
  Tucson, AZ
• 2015-08-19 → 2020-02-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  Sun Lakes, AZ
  Mesa, AZ

Exams

• S66 Uniform Combined State Law Examination
  2015-08-18
• S63 Uniform Securities Agent State Law Examination
  2014-02-13

Other Names

• Louis C Stradling