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Kaki Chung

Wells Fargo Clearing Services, LLC

Bellevue, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-06-03
  • WA RA
    APPROVED
    Since 2019-06-03

Branch Locations

1130 Bellevue Way Ne, Bellevue, WA 98004 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Renton WA 12/2013 03/2019
Jpmorgan Chase Bank Renton WA 12/2013 03/2019
Wells Fargo Bank, Na Bellevue WA 03/2019 Present
Wells Fargo Clearing Services, Llc Bellevue WA 04/2019 Present
  • 12/2013 → 03/2019
    Jpmorgan Securities Llc
    Renton, WA
  • 12/2013 → 03/2019
    Jpmorgan Chase Bank
    Renton, WA
  • 03/2019 → Present
    Wells Fargo Bank, Na
    Bellevue, WA
  • 04/2019 → Present
    Wells Fargo Clearing Services, Llc
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-03
S63 Uniform Securities Agent State Law Examination 2014-02-13
  • S65 Uniform Investment Adviser Law Examination
    2019-06-03
  • S63 Uniform Securities Agent State Law Examination
    2014-02-13
Other Names
  • Jacky Kaki Chung

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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