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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-21 |
| IL | RA | APPROVED | 2023-10-18 |
| TN | RA | APPROVED | 2023-10-12 |
Branch Locations
1225 Rutland Dr, Mount Juliet, TN 37122 • United States
8042 Hwy 100, Nashville, TN 37221 • United States
4329 Harding Pike, Nashville, TN 37205 • United States
5314 Harding Pike, Nashville, TN 37205 • United States
2216 Abbot Martin Road, Nashville, TN 37215 • United States
2191 Fairview Blvd, Fairview, TN 37062 • United States
101 Airborne Center Rd, Clarksville, TN 37040 • United States
1044 Glenbrook Way, Hendersonville, TN 37075 • United States
2347 Gallatin Pike N., Madison, TN 37115 • United States
5550 Old Hickory Blvd, Hermitage, TN 37076 • United States
4715 Andrew Jackson Parkway, Hermitage, TN 37076 • United States
306 N. Gallatin Pike, Madison, TN 37115 • United States
514 Hwy 76, White House, TN 37188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Nashville | TN | 01/2014 | 06/2018 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 06/2018 | 04/2021 |
| Suntrust Advisory Services,Inc. | Atlanta | GA | 06/2018 | 04/2021 |
| Ubs | Nashville | TN | 08/2016 | 06/2018 |
| Truist Investment Services | Nashville | TN | 06/2018 | 04/2021 |
| Fifth Third Bank | Franklin | TN | 04/2021 | 01/2022 |
| Fifth Third Securities | Franklin | TN | 04/2021 | 01/2022 |
| Regions Bank | Chattanooga | TN | 01/2022 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2022 | Present |
| Cetera Investment Advisers Llc | Chattanooga | TN | 01/2022 | Present |
| Fifth Third Securities | Franklin | TN | 04/2021 | 01/2022 |
| Regions Bank | Chattanooga | TN | 01/2022 | 10/2023 |
| Fifth Third Bank | Hermitage | TN | 10/2023 | Present |
| Fifth Third Securities | Hermitage | TN | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-11 |
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