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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-21
IL RA APPROVED 2023-10-18
TN RA APPROVED 2023-10-12
  • NC RA
    APPROVED
    Since 2024-08-21
  • IL RA
    APPROVED
    Since 2023-10-18
  • TN RA
    APPROVED
    Since 2023-10-12

Branch Locations

1225 Rutland Dr, Mount Juliet, TN 37122 • United States

8042 Hwy 100, Nashville, TN 37221 • United States

4329 Harding Pike, Nashville, TN 37205 • United States

5314 Harding Pike, Nashville, TN 37205 • United States

2216 Abbot Martin Road, Nashville, TN 37215 • United States

2191 Fairview Blvd, Fairview, TN 37062 • United States

101 Airborne Center Rd, Clarksville, TN 37040 • United States

1044 Glenbrook Way, Hendersonville, TN 37075 • United States

2347 Gallatin Pike N., Madison, TN 37115 • United States

5550 Old Hickory Blvd, Hermitage, TN 37076 • United States

4715 Andrew Jackson Parkway, Hermitage, TN 37076 • United States

306 N. Gallatin Pike, Madison, TN 37115 • United States

514 Hwy 76, White House, TN 37188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Nashville TN 01/2014 06/2018
Suntrust Investment Services, Inc. Atlanta GA 06/2018 04/2021
Suntrust Advisory Services,Inc. Atlanta GA 06/2018 04/2021
Ubs Nashville TN 08/2016 06/2018
Truist Investment Services Nashville TN 06/2018 04/2021
Fifth Third Bank Franklin TN 04/2021 01/2022
Fifth Third Securities Franklin TN 04/2021 01/2022
Regions Bank Chattanooga TN 01/2022 Present
Cetera Investment Services Llc Saint Cloud MN 01/2022 Present
Cetera Investment Advisers Llc Chattanooga TN 01/2022 Present
Fifth Third Securities Franklin TN 04/2021 01/2022
Regions Bank Chattanooga TN 01/2022 10/2023
Fifth Third Bank Hermitage TN 10/2023 Present
Fifth Third Securities Hermitage TN 10/2023 Present
  • 01/2014 → 06/2018
    Ubs Financial Services Inc.
    Nashville, TN
  • 06/2018 → 04/2021
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 06/2018 → 04/2021
    Suntrust Advisory Services,Inc.
    Atlanta, GA
  • 08/2016 → 06/2018
    Ubs
    Nashville, TN
  • 06/2018 → 04/2021
    Truist Investment Services
    Nashville, TN
  • 04/2021 → 01/2022
    Fifth Third Bank
    Franklin, TN
  • 04/2021 → 01/2022
    Fifth Third Securities
    Franklin, TN
  • 01/2022 → Present
    Regions Bank
    Chattanooga, TN
  • 01/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2022 → Present
    Chattanooga, TN
  • 04/2021 → 01/2022
    Fifth Third Securities
    Franklin, TN
  • 01/2022 → 10/2023
    Regions Bank
    Chattanooga, TN
  • 10/2023 → Present
    Fifth Third Bank
    Hermitage, TN
  • 10/2023 → Present
    Fifth Third Securities
    Hermitage, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-11
  • S66 Uniform Combined State Law Examination
    2018-10-11
Designations
Other Names
  • Adam Scott Smotherman

View on SEC IAPD

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