Richard Christopher Fallin

Current Employers

Employment History

• 11/2015 → 09/2016
  Hewitt Financial Services
  Charlotte, NC
• 10/2016 → Present
  Lpl Financial, Llc
  Charlotte, NC
• 10/2016 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2010-08-04 → 2015-09-22
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

(1) 10/04/2016: Independent Advisor Alliance - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 9/26/2016 - 160 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent (2) 11/02/2016: Independent Advisor Alliance - Registered Investment Advisor Hybrid - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Start 09/26/2016 - 160 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/2/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 03/18/2026 - Visionary Square - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ 140 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2010-07-02
• S63 Uniform Securities Agent State Law Examination
  2006-07-19

Other Names

• Chris Fallin