Kelsey Lynn Smith

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-10-26

MN RA
APPROVED

Since 2017-10-26

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bank	Minneapolis	MN	05/2016	04/2017
Rbc Capital Markets, Llc.	Minneapolis	MN	04/2017	Present

05/2016 → 04/2017

U.S. Bank

Minneapolis, MN
04/2017 → Present

Rbc Capital Markets, Llc.

Minneapolis, MN

Other Businesses

(1) EDINA HIGH SCHOOL; ADDRESS: 6754 VALLEY VIEW ROAD, EDINA, MN 55439; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HORNETTES DANCE TEAM; CAPACITY: EMPLOYEE; START DATE: 9/14/2018; DUTIES: CO-COACHING THE JV EDINA HORNETTES DANCE TEAM; HOURS DEVOTED PER MONTH: 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NAME OF ENTITY: Dance Endeavors; ADDRESS: 10820 Nesbitt Ave S, Minneapolis, MN 55437; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: dance studio in Bloomington, MN; CAPACITY: EMPLOYEE; START DATE: 01/2020; DUTIES: Teaching two weekly dance classes for pre-K and K-1 aged children; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-26

S66 Uniform Combined State Law Examination

2017-10-26

Other Names

Kelsey Lynn George

View on SEC IAPD