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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-17 |
| CA | RA | APPROVED | 2016-01-20 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
Discovery Bay, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2018 | Present |
| Morgan Stanley | San Francisco | CA | 01/2014 | Present |
*399107 : Discovery Bay Lions Club ; Investment related : No ; Discovery Bay ; California ;:Humanitarian ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2020 ; During business hours : 0 ; After business hours : 5 ; Labor/Service:Administrative:Fundraising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-02 |
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