Justin Joseph Lotano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-02-24
TX	RA	APPROVED_RES	2025-02-24

NJ RA
APPROVED

Since 2025-02-24
TX RA
APPROVED_RES

Since 2025-02-24

Branch Locations

265 Nj 34 2Nd Fl, Colts Neck, NJ 07722 • United States

28 Leroy Place, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Red Bank	NJ	02/2015	11/2016
Wells Fargo Clearing Services, Llc	Red Bank	NJ	11/2016	04/2023
Wells Fargo Advisors Financial Network, Llc	Red Bank	NJ	04/2023	02/2025
Lpl Financial	Colts Neck	NJ	02/2025	Present

02/2015 → 11/2016

Wells Fargo Advisors Llc

Red Bank, NJ
11/2016 → 04/2023

Wells Fargo Clearing Services, Llc

Red Bank, NJ
04/2023 → 02/2025

Wells Fargo Advisors Financial Network, Llc

Red Bank, NJ
02/2025 → Present

Lpl Financial

Colts Neck, NJ

Previous Registrations

2023-04-13 → 2025-03-06

Wells Fargo Advisors Financial Network, Llc

Manasquan, NJ

Red Bank, NJ

Palm Beach Gardens, FL
2015-02-13 → 2023-04-13

Wells Fargo Clearing Services, Llc

Red Bank, NJ
2006-07-03 → 2015-02-10

Ameriprise Financial Services, Llc

Hunt Valley, MD

Owings Mills, MD

Red Bank, NJ

Other Businesses

1.02/24/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Shorepoint Wealth Managemnet; Investment Related; at Reported Business Location(s); Start Date 02/17/2025; 160hrs/mth; 8hrs during trading 2.02/24/2025; Lotano Financial Group LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 10/03/2022; hrs/mth; hrs during trading 3.02/24/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Lotano Financial Group; Investment Related; at Reported Business Location(s); Start Date 12/01/2022; 0hrs/mth; 0hrs during trading 4.06/10/2025; none; Other - Book Publishing / Author; Investment Related; 2 Pegasus Drive Tinton Falls,NJ; Start Date 05/28/2025; 5hrs/mth; 0hrs during trading 5.09/10/2025; Lotano Real Estate; Real Estate Rental; Investment Related; 2 Pegasus Drive Tinton Falls,NJ; Start Date 09/02/2025; 5hrs/mth; 0hrs during trading 6.10/28/2025; None; Other - Author; Not Investment Related; 2 Pegasus Drive Tinton Falls,NJ; Start Date 10/27/2025; 5hrs/mth; 0hrs during trading 7.01/31/2026; Industrial Land Reclaiming; Business Owner; Not Investment Related; Edison,NJ; Start Date 01/28/2026; 10hrs/mth; 5hrs during trading 8.04/14/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Shorepoint Divorce Solutions; Investment Related; at Reported Business Location(s); Start Date 04/13/2026; 10hrs/mth; 5hrs during trading 9.08/26/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Clearview Integrated Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 08/18/2026; 10hrs/mth; 5hrs during trading