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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-22 |
Branch Locations
8376 Davis Blvd Suite 278, North Richland Hills, TX 76182 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | 06/2017 |
| National Agents Alliance | Lewisville | TX | 06/2016 | Present |
| Integrity Alliance, Llc | North Richland Hills | TX | 02/2022 | Present |
1) National Agents Alliance; not investment related; 1912 Shasta View Drive, Justin, TX 76247; Insurance Agent; 06/2016; 160 hour per month; 80 hours per month during trading hours; sales of insurance products 2) Freedom Financial Group; not investment related; 1912 Shasta View Drive, Justin, TX 76247; DBA for Insurance business; 06/2021; 160 hours per month; 80 hours per month during trading hours; Insurance product sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-10 |
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