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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-20
  • NJ RA
    APPROVED
    Since 2026-04-20

Branch Locations

Winter Garden, FL • United States

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Asset Management Oklahoma City OK 12/2013 03/2017
L'OCcitane Oklahoma City OK 03/2014 03/2018
Fsc Securities Corp Oklahoma City OK 10/2015 03/2017
Orange Leaf Yogurt Oklahoma City OK 03/2017 03/2018
Brennan Wealth Advisors Addison TX 04/2018 07/2018
Fsc Securities Corporation Addison TX 12/2018 04/2021
Fsc Securities Corporation Oklahoma City OK 12/2018 04/2021
Target Oklahoma City OK 12/2019 02/2020
Ally Invest Securities Llc Charlotte NC 05/2021 10/2025
Ally Invest Advisors Charlotte NC 10/2021 10/2025
Elevate-1Crm Winter Garden FL 02/2024 09/2025
Lyft, Inc. Winter Garden FL 07/2025 09/2025
Unemployed Oklahoma City OK 08/2018 12/2018
Schwab Wealth Advisory, Inc Orlando FL 10/2025 01/2026
Charles Schwab & Co, Inc Orlando FL 11/2025 01/2026
Pete Tiboris Mountclair NJ 02/2026 Present
Northwestern Mutual Investment Service Mountclair NJ 04/2026 Present
Dell Oklahoma City OK 11/2018 11/2018
  • 12/2013 → 03/2017
    Capital Asset Management
    Oklahoma City, OK
  • 03/2014 → 03/2018
    L'OCcitane
    Oklahoma City, OK
  • 10/2015 → 03/2017
    Fsc Securities Corp
    Oklahoma City, OK
  • 03/2017 → 03/2018
    Orange Leaf Yogurt
    Oklahoma City, OK
  • 04/2018 → 07/2018
    Brennan Wealth Advisors
    Addison, TX
  • 12/2018 → 04/2021
    Fsc Securities Corporation
    Addison, TX
  • 12/2018 → 04/2021
    Fsc Securities Corporation
    Oklahoma City, OK
  • 12/2019 → 02/2020
    Target
    Oklahoma City, OK
  • 05/2021 → 10/2025
    Ally Invest Securities Llc
    Charlotte, NC
  • 10/2021 → 10/2025
    Charlotte, NC
  • 02/2024 → 09/2025
    Elevate-1Crm
    Winter Garden, FL
  • 07/2025 → 09/2025
    Lyft, Inc.
    Winter Garden, FL
  • 08/2018 → 12/2018
    Unemployed
    Oklahoma City, OK
  • 10/2025 → 01/2026
    Orlando, FL
  • 11/2025 → 01/2026
    Charles Schwab & Co, Inc
    Orlando, FL
  • 02/2026 → Present
    Pete Tiboris
    Mountclair, NJ
  • 04/2026 → Present
    Northwestern Mutual Investment Service
    Mountclair, NJ
  • 11/2018 → 11/2018
    Dell
    Oklahoma City, OK
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-30
S63 Uniform Securities Agent State Law Examination 2019-11-23
  • S66 Uniform Combined State Law Examination
    2021-09-30
  • S63 Uniform Securities Agent State Law Examination
    2019-11-23
Other Names
  • Zoey Nicole Hartpence
  • Zoey Nicole Dangol

View on SEC IAPD

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