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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-05 |
| OK | RA | APPROVED | 2024-07-10 |
Branch Locations
1821 Se Washington Blvd, Bartlesville, OK 74006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hood & Associates Cpas | Bartlesville | OK | 10/2021 | 01/2023 |
| Chick-Fil-A | Bartlesville | OK | 07/2020 | 10/2021 |
| Textron Aviation | Independence | KS | 07/2019 | 07/2020 |
| Abb | Bartlesville | OK | 04/2017 | 07/2019 |
| Chesapeake Energy Corporation | Oklahoma City | OK | 11/2014 | 04/2017 |
| Chick-Fil-A | Bartlesville | OK | 01/2018 | 09/2019 |
| Royal Alliance Associates, Inc. | Bartlesville | OK | 09/2022 | 12/2022 |
| Lpl Financial Llc | Bartlesville | OK | 01/2023 | Present |
1)01/10/2023 - HOOD & ASSOCIATES CPAS PC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/10/2023 - Hood Financial Group, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)01/10/2023 - Uber Eats - Delivery Driver - Non-Inv Rel - Carney, KS - Start: 08/2022 4)01/10/2023 - Doordash - Non-Inv Rel -l Carney, KS - Start: 01/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-09 |
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