Stephen C Joseph

Current Employers

Employment History

• 10/2014 → 07/2017
  National Planning Corporation
  El Segundo, CA
• 07/2017 → 07/2022
  Kalos Capital
  Alpharetta, GA
• 07/2022 → Present
  Madison Avenue Securities
  San Diego, CA
• 07/2022 → 01/2023
  Ae Wealth Management Llc
  Topeka, KS
• 07/2022 → Present
  E3 Wealth
  Kirkwood, MO
• 10/2022 → Present
  Transce3Nd Llc
  Kyle, TX

Previous Registrations

• 2022-07-29 → 2023-01-18
  Ae Wealth Management, Llc
  Kirkwood, MO
  Topeka, KS
• 2021-02-02 → 2022-08-01
  Kalos Management
  St. Louis, MO
  Ponte Vedra Beach, FL

Other Businesses

1) E3 CONSULTANTSGROUP POSITION: Advisor NATURE: fixed and life Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/2014 ADDRESS: 906 S. Kirkwood Rd, Kirkwood, MO 63122 DESCRIPTION: When a fit for clients' needs we use insurance products when appropriate. 2) E3 TAX POSITION: Advisor NATURE: Tax Firm INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/2017 ADDRESS: 906 S. Kirkwood Rd, Kirkwood, MO 63122 DESCRIPTION: Helping with client management. 3) MADISON AVENUE SECURITIES: YES INVESTMENT RELATED; 13500 EVENING CREEK DRIVE N SUITE 555, SAN DIEGO CA 92128; SECURITIES SALES; REGISTERED REPRESENTATIVE; START DATE 07/2022; 4) E3 WEALTH POSITION: PRIVATE WEALTH ADVISOR; YES INVESTMENT RELATED: APPROX 40 HRS/WEEK; APPROX 40 HRS/WEEK DURING TRADING; START DATE 07/2022 ADDRESS: 906 S. Kirkwood Rd, Kirkwood, MO 63122 DESCRIPTION: ADVISING CLIENTS 5) NAME: TRANSCE3ND LLC: POSITION: Investment Adviser Representative: Investment Related: Yes; NATURE: Registered Investment Adviser firm. INV RELATED: No # OF HRS: 40 SEC TRADING HOURS: 40 START DATE: 10/2022: ADDRESS: 835 Main Street, Building #2, Buda, TX 78610: DUTIES: Investment Advisor Representative.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-22
• S63 Uniform Securities Agent State Law Examination
  2015-08-24