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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-10 |
| SC | RA | APPROVED | 2025-02-10 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fort Mill | SC | 12/2013 | Present |
1. 12/17/2018 - Pete N Anj - Not Investment Related - Home Based - Business Owner - Co-Owner - Start Date: 1/1/2019 - 40 Hours Per Month/0 Hours During Securities Trading - Time Spent 25% - Co-owner, designer and retailer for a clothing business. 2. 05/28/2025 - Soil Food - Not Investment Related - Outside/W-2 Employment - Home Based - Start Date:04/13/2025 - 768 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-08 |
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