Rachel Anne Kowalczyk

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2020-06-25
TX	RA	APPROVED	2020-06-25
WI	RA	APPROVED	2020-06-25
IL	RA	APPROVED	2018-01-30

MN RA
APPROVED

Since 2020-06-25
TX RA
APPROVED

Since 2020-06-25
WI RA
APPROVED

Since 2020-06-25
IL RA
APPROVED

Since 2018-01-30

Branch Locations

One Mid America Plaza Suite 500, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Balasa Dinverno Foltz Llc	Itasca	IL	05/2013	12/2017
Mariner Wealth Advisors - Chicago	Oak Brook	IL	01/2018	03/2018
Mariner Wealth Advisors	Oak Brook	IL	01/2018	Present

05/2013 → 12/2017

Balasa Dinverno Foltz Llc

Itasca, IL
01/2018 → 03/2018

Mariner Wealth Advisors - Chicago

Oak Brook, IL
01/2018 → Present

Mariner Wealth Advisors

Oak Brook, IL

Previous Registrations

2018-01-30 → 2018-03-31

Mariner Wealth Advisors

Oak Brook, IL
2014-10-16 → 2017-12-21

Balasa Dinverno Foltz Llc

Itasca, IL

Other Businesses

Mariner Wealth Advisor, Two Mid America Plaza, Oakbrook Terrace, Suite 530; Oak Brook, IL 60181; Investment related; Associate; Start Date 01/2018; 40 HRS/WK During Securities Hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-16

S65 Uniform Investment Adviser Law Examination

2014-10-16

Designations

Certified Financial Planner

View on SEC IAPD