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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-07-08
AL RA APPROVED 2019-07-19
TX RA APPROVED 2019-07-19
  • UT RA
    APPROVED
    Since 2025-07-08
  • AL RA
    APPROVED
    Since 2019-07-19
  • TX RA
    APPROVED
    Since 2019-07-19

Branch Locations

Park City, UT • United States

101 Lowe Ave Se Ste 1A, Huntsville, AL 35801 • United States

Arrington, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Huntsville AL 12/2013 11/2016
Wells Fargo Clearing Services, Llc Huntsville AL 11/2016 07/2019
Ameriprise Financial Services, Inc. Huntsville AL 07/2019 03/2020
Ameriprise Financial Services, Llc Huntsville AL 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 2417 High Mountain Rd #3508, , Park City, UT, 84098; Not Investment-Related; 10/14/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-07
  • S66 Uniform Combined State Law Examination
    2018-05-07
Other Names
  • Carolyn Marie Scott
  • Carolyn Clowers

View on SEC IAPD

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