Kurt James Krokenberger

Employer firm

Factorpoint Planning, LLC CRD 341229

$288M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Factorpoint Planning, Llc

20 Office Park Way Unit 120, Pittsford, NY 14534 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-16
TX	RA	APPROVED	2026-04-16

NY RA
APPROVED

Since 2026-04-16
TX RA
APPROVED

Since 2026-04-16

Branch Locations

20 Office Park Way Unit 120, Pittsford, NY 14534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Rochester	NY	01/2014	04/2026
Morgan Stanley Private Bank, N.A.	New York	NY	04/2015	04/2026
Factorpoint Planning, Llc	Pittsford	NY	04/2026	Present

01/2014 → 04/2026

Morgan Stanley Smith Barney Llc

Rochester, NY
04/2015 → 04/2026

Morgan Stanley Private Bank, N.A.

New York, NY
04/2026 → Present

Factorpoint Planning, Llc

Pittsford, NY

Previous Registrations

2014-12-16 → 2026-05-06

Morgan Stanley

Rochester, NY

Rochester, NY

Naples, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-13

S66 Uniform Combined State Law Examination

2014-12-13

View on SEC IAPD

Employer firm

Current Employers

Factorpoint Planning, Llc

Disclosures

Employment History

Previous Registrations

Exams

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