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Allworth Financial, L.p. CRD 111167
$33.6B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-08 |
Branch Locations
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
San Juan Capistrano, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Carlsbad | CA | 03/2017 | 04/2020 |
| Bny Mellon | Newport Beach | CA | 05/2016 | 03/2017 |
| Eaton Vance Distributors, Inc. | Boston | MA | 04/2020 | 01/2022 |
| Eaton Vance Management | Boston | MA | 04/2020 | 01/2022 |
| Wealth Enhancement Group | San Juan Capistrano | CA | 01/2022 | 08/2023 |
| Wealth Enhancement Advisory Services | San Juan Capistrano | CA | 01/2022 | 08/2023 |
| Wealth Enhancement Brokerage Services | San Juan Capistrano | CA | 05/2022 | 08/2023 |
| Gratus Capital, Llc | Atlanta | GA | 08/2023 | 05/2024 |
| Pasadena Private Wealth, Llc | Irvine | CA | 10/2024 | 02/2025 |
| Allworth Financial | Folsom | CA | 02/2025 | Present |
| Aset Advisors, Llc | San Juan Capistrano | CA | 05/2024 | 02/2025 |
| Aw Securities | Folsom | CA | 02/2025 | Present |
1. Current acting co-trustee of Miner Family Trust. Non-investment related. Address is 31482 Carril de Maderas, San Juan Capistrano, CA 92675. Trust holds residential and commercial real estate. Starting date 2/17. Approximately 10 hours per month/ non-securities trading hours. 2. Aset Advisors LLC - San Juan Capistrano, CA - 10/2025 - Managing Member - Not investment related - consult and assist in development of various retreats - 4 hours per month not during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-03 |
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