Derek A Meka

Current Employers

Employment History

• 12/2013 → 08/2017
  Sii
  Frankfort, NY
• 07/2012 → 08/2017
  Jhfn Empire Financial
  Albany, NY
• 08/2017 → 10/2022
  Pruco Securities, Llc.
  New Hartford, NY
• 08/2017 → 10/2022
  Prudential Insurance Company Of America
  New Hartford, NY
• 10/2022 → 09/2025
  The Vermont Agency
  Colchester, VT
• 10/2022 → 09/2025
  Equity Services, Inc.
  Montpelier, VT
• 09/2025 → Present
  Osaic Wealth, Inc.
  Herkimer, NY

Previous Registrations

• 2022-10-10 → 2025-09-30
  Equity Services, Inc.
  Colchester, VT
  Ilion, NY
  Herkimer, NY
• 2021-06-07 → 2022-10-13
  Pruco Securities, Llc.
  New Hartford, NY
  Syracuse, NY
  Ilion, NY
  Ilion, NY

Other Businesses

1. NPA FINANCIAL. 1407 ROUTE 9, BLDG 4- 2ND FLOOR, CLIFTON PARK NY. INV REL. OCT 2022. DBA FOR SALE AND SERVICE OF FIXED INS PRODUCTS. AGENT. DURING TRADE HRS. *THE VERMONT AGENCY. 354 MOUNTAIN VIEW DR SUITE 200 COLCHESTER VT. INV REL. OCT 2022. DBA FOR SALE AND SERVICE OF FIXED INS PRODUCTS. AGENT. DURING TRADE HRS.*SUPEREIOR FENCE COMPANY. 1073 JORDANVILLE RD ILION NY. NOT INV REL. JULY 2016. OWNER. PAYROLL, SCHEDULING, ESTIMATES. DURING SOME TRADE HRS. *RETIREMENT SOLUTIONS LLC. 125 HIGH ROCK AVE, SARATOGA SPRINGS NY. INV REL. NOV 2022. USED SPECIFICALLY AS A BRAND NAME TO MARKET FINANCIAL SERVICES PRACTIVE AND PROVIDE EDUCATION RELATED SERVICES. AGENT. DURING TRADE HRS. *THE PRECISION FINANCIAL GROUP. 1073 JORDANVILLE RD ILION NY. INV REL. OCT 2022. FOR SALES AND SERVICE OF FIXED INS PRODUCTS. AGENT. DURING TRADE HRS. *PRECISION INSURANCE GROUP. 402 N. PROSPECT ST, HERKIMER NY. INV REL. FEB 2023. P&C INS, PERSONAL RESIDENTIAL, AND COMMERCIAL LINES. OWNER. OVERSIGHT, REFERRAL OF HOME AND AUTO INS, QUOTING, BINDING, BUILDING A P&C BOOK OF BUSINESS TO ROUND PRACTICE. DURING TRADE HRS. 2. THE PRECISION FINANCIAL GROUP POSITION: Owner NATURE: DBA for my Financial Service practice including insurance and investments. Commissions are paid directly to Derek Meka and I do not use a business bank account for this DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 120 START DATE: 01/02/2023 ADDRESS: 1073 Jordanville Rd, Herkimer NY 13350, United States DESCRIPTION: Investments, Insurance, eMoney planning; recommendations, account opening, service. 3. THE PRECISION INSURANCE GROUP POSITION: Owner NATURE: LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2023 ADDRESS: 402 N Prospect St., Herkimer NY 13350, United States DESCRIPTION: Owner of Business, The Precision Insurance Group- is a P&C company- soliciting, servicing home, auto, and Commercial P&C Insurance. My Duty is to manage the individual running the daily business. I refer business to my team that writes and services the book of business. 4. KIWANIS OF FRANKFORT POSITION: member NATURE: Non for Profit - Community Volunteering to help families in need. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2024 ADDRESS: 126 E Orchard St, Frankfort NY 13340, United States DESCRIPTION: help at fundraising functions 5. EXCELSIOR WEALTH PARTNERS POSITION: Investment Advisor Rep NATURE: I am Joining with Excelsior Wealth Partners, LLC., with Osaic as an Enterprise INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 09/17/2025 ADDRESS: 225 Wilkinson St #107, Syracuse NY 13204, United States DESCRIPTION: I will spend 1-2 days per week in the Syracuse Excelsior, investment planning, advising, and service. 6. SUPERIOR FENCE CO. POSITION: co owner NATURE: partnership DBA Fence installation construction Company partner 40% owner admin role non cash, compensation is a vehicle allowance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2016 ADDRESS: 1073 Jordanville Rd, Ilion NY 13357, United States DESCRIPTION: payroll, admin, customer service when needed

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-07-26