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Current Employers
Lifemark Securities Corp.

400 West Metro Park, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-06
  • NY RA
    APPROVED
    Since 2021-05-06

Branch Locations

528 E. Main St., Little Falls, NY 13365 • United States

164 Main St., Richfield Springs, NY 13439 • United States

Little Falls, NY • United States

101 Loudoun Street, Sw, Leesburg, VA 20175 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
M. Griffith Investment Services, Inc New Hartford NY 05/2014 11/2017
Cadaret, Grant & Co., Inc. Little Falls NY 11/2017 04/2021
Lifemark Securities Corp. Rochester NY 05/2021 Present
Clc Tax Services Richfield Springs And Little Falls NY 05/2021 Present
Skye Financial Services, Llc Richfield Springs And Little Falls NY 05/2021 Present
Vanmeter Tax Services, Llc Little Falls NY 01/2018 04/2021
Independent Insurance Agent Little Falls NY 11/2017 04/2021
  • 05/2014 → 11/2017
    M. Griffith Investment Services, Inc
    New Hartford, NY
  • 11/2017 → 04/2021
    Cadaret, Grant & Co., Inc.
    Little Falls, NY
  • 05/2021 → Present
    Rochester, NY
  • 05/2021 → Present
    Clc Tax Services
    Richfield Springs And Little Falls, NY
  • 05/2021 → Present
    Skye Financial Services, Llc
    Richfield Springs And Little Falls, NY
  • 01/2018 → 04/2021
    Vanmeter Tax Services, Llc
    Little Falls, NY
  • 11/2017 → 04/2021
    Independent Insurance Agent
    Little Falls, NY
Previous Registrations
  • 2020-08-10 → 2021-05-03
    Cadaret, Grant & Co., Inc.
    Little Falls, NY
    Palatine Bridge, NY
Other Businesses

DBA OF SKYE FINANCIAL SERVICES, LLC USED FOR SECURITIES BUSINESS. 1) DXS PROPERTIES LLC / NOT INVESTMENT RELATED / 528 E. MAIN ST. LITTLE FALLS, NY 13365 / START 12/2019 / 1 HOUR/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / HOLDS REAL ESTATE. 2) LANDLORD / NOT INVESTMENT RELATED / 455 W MAIN STREET, LITTLE FALLS, NY, 85 FLINT AVE, LITTLE FALLS, NY / CO-OWNER / START 8/2018 / 1 HOUR/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS. NOTE LOCATION FOR FOLLOWING ACTIVITIES IS SPLIT EVENLY BETWEEN 164 MAIN ST. RICHFIELD SPRINGS, NY 13439 AND 528 E. MAIN ST., LITTLE FALLS, NY 13365 3) SKYE FINANCIAL SERVICES, LLC / INVESTMENT RELATED / INDEPENDENT INSURANCE AGENT / START 05/2021/ 4 HOURS/MONTH / 3 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, ACCIDENT AND HEALTH INSURANCE. 4) CLC TAX SERVICES / NOT INVESTMENT RELATED / TAX PREPARER / START 5/2021 / DURING TAX SEASON 75 HOURS/MONTH, 30 DURING SECURITIES TRADING HOURS / OUTSIDE OF TAX SEASON 3 HOURS/MONTH, O DURING SECURITIES TRADING HOURS / PREPARE TAX RETURNS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-06
S63 Uniform Securities Agent State Law Examination 2010-09-20
  • S65 Uniform Investment Adviser Law Examination
    2020-08-06
  • S63 Uniform Securities Agent State Law Examination
    2010-09-20
Designations
Other Names
  • Cathy L Hysack

View on SEC IAPD

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