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400 West Metro Park, Rochester, NY 14623 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-06 |
Branch Locations
528 E. Main St., Little Falls, NY 13365 • United States
164 Main St., Richfield Springs, NY 13439 • United States
Little Falls, NY • United States
101 Loudoun Street, Sw, Leesburg, VA 20175 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M. Griffith Investment Services, Inc | New Hartford | NY | 05/2014 | 11/2017 |
| Cadaret, Grant & Co., Inc. | Little Falls | NY | 11/2017 | 04/2021 |
| Lifemark Securities Corp. | Rochester | NY | 05/2021 | Present |
| Clc Tax Services | Richfield Springs And Little Falls | NY | 05/2021 | Present |
| Skye Financial Services, Llc | Richfield Springs And Little Falls | NY | 05/2021 | Present |
| Vanmeter Tax Services, Llc | Little Falls | NY | 01/2018 | 04/2021 |
| Independent Insurance Agent | Little Falls | NY | 11/2017 | 04/2021 |
DBA OF SKYE FINANCIAL SERVICES, LLC USED FOR SECURITIES BUSINESS. 1) DXS PROPERTIES LLC / NOT INVESTMENT RELATED / 528 E. MAIN ST. LITTLE FALLS, NY 13365 / START 12/2019 / 1 HOUR/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / HOLDS REAL ESTATE. 2) LANDLORD / NOT INVESTMENT RELATED / 455 W MAIN STREET, LITTLE FALLS, NY, 85 FLINT AVE, LITTLE FALLS, NY / CO-OWNER / START 8/2018 / 1 HOUR/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS. NOTE LOCATION FOR FOLLOWING ACTIVITIES IS SPLIT EVENLY BETWEEN 164 MAIN ST. RICHFIELD SPRINGS, NY 13439 AND 528 E. MAIN ST., LITTLE FALLS, NY 13365 3) SKYE FINANCIAL SERVICES, LLC / INVESTMENT RELATED / INDEPENDENT INSURANCE AGENT / START 05/2021/ 4 HOURS/MONTH / 3 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, ACCIDENT AND HEALTH INSURANCE. 4) CLC TAX SERVICES / NOT INVESTMENT RELATED / TAX PREPARER / START 5/2021 / DURING TAX SEASON 75 HOURS/MONTH, 30 DURING SECURITIES TRADING HOURS / OUTSIDE OF TAX SEASON 3 HOURS/MONTH, O DURING SECURITIES TRADING HOURS / PREPARE TAX RETURNS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-20 |
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