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O'sHaughnessy Asset Management, LLC CRD 144594
$19.8B regulatory AUM 1,369 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 First Stamford Place, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-05-24 |
Branch Locations
100 First Stamford Place, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Distributors Llc | Stamford | CT | 07/2021 | 12/2022 |
| Legg Mason & Co | Stamford | CT | 12/2018 | 07/2021 |
| O'SHaughnessy Asset Management, Llc | Stamford | CT | 12/2022 | Present |
| Franklin Distributors, Llc | Scotch Plains | NJ | 04/2026 | Present |
| Green Harvest Asset Management | New York | NY | 12/2017 | 12/2018 |
| New York Life & Mainstay Investments | New York | NY | 06/2015 | 05/2017 |
| Full Time Education | New York | NY | 08/2017 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-16 |
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