Best Investors
Account
Sign in
130 Lomond Ct, Utica, NY 13502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-26 |
Branch Locations
130 Lomond Ct, Utica, NY 13502 • United States
133 Business Park Drive, Utica, NY 13502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-11 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paradigm Consulting, Inc. | Utica | NY | 01/2014 | Present |
| Mary Lourdes Academy Of Dance | Utica | NY | 09/2008 | Present |
| Osaic Wealth, Inc. | Utica | NY | 12/2013 | Present |
| Empire Retirement Plans, Llc | Utica | NY | 01/2025 | Present |
1) 09/2008-PRESENT, MARY LOURDES ACADEMY OF DANCE, DANCE TEACHER, 1 GENESSEE ST NEW HARTFORD NY 13413 - NON INVESTMENT RELATED 40HRS PER MONTH, ASSIST, TEACH AND CHOREOGRAPH FOR VARIOUS DANCE CLASSES AGES 2-17. NOT DURING TRADING HOURS. 2) AFFILIATED WITH OSAIC WEALTH, INC. A RIA, ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 15TH FLOOR, NEW YORK, 10281. INVESTMENT RELATED. RECOMMEND AND MONITOR INVESTMENTS FOR CLIENTS. 3) PARADIGM CONSULTING, INC. POSITION: Agent NATURE: NYS Life, Accident, Health Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 133 Business Park Drive, Utica NY 13502, United States DESCRIPTION: Assisting clients with insurance needs. 4) MARY LOURDES ACADEMY OF DANCE POSITION: Dance Teacher/Choreographer NATURE: Education of Arts (Dance). INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2008 ADDRESS: 1 Genesee St., #5, New Hartford NY 13413, United States DESCRIPTION: Teach various dance classes and choreograph dances for groups ages 2 through 18. 5) EMPIRE RETIREMENT PLANS POSITION: Retirement Plan Coordinator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2025 ADDRESS: 130 Lomond Court, Utica NY 13502, United States DESCRIPTION: Provide Investment Advisory Services for retirement plans under an independent RIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-20 |
Reach out to this advisor