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Current Employers
Empire Retirement Plans, Llc

130 Lomond Ct, Utica, NY 13502 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-26
  • NY RA
    APPROVED
    Since 2025-03-26

Branch Locations

130 Lomond Ct, Utica, NY 13502 • United States

133 Business Park Drive, Utica, NY 13502 • United States

Paradigm Consulting, Inc.

133 Business Park Drive, Utica, NY 13502 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-11
  • NY RA
    APPROVED
    Since 2025-03-11

Branch Locations

133 Business Park Drive, Utica, NY 13502 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
  • NY RA
    APPROVED
    Since 2021-04-26

Branch Locations

133 Business Park Drive, Utica, NY 13502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paradigm Consulting, Inc. Utica NY 01/2014 Present
Mary Lourdes Academy Of Dance Utica NY 09/2008 Present
Osaic Wealth, Inc. Utica NY 12/2013 Present
Empire Retirement Plans, Llc Utica NY 01/2025 Present
Previous Registrations
Other Businesses

1) 09/2008-PRESENT, MARY LOURDES ACADEMY OF DANCE, DANCE TEACHER, 1 GENESSEE ST NEW HARTFORD NY 13413 - NON INVESTMENT RELATED 40HRS PER MONTH, ASSIST, TEACH AND CHOREOGRAPH FOR VARIOUS DANCE CLASSES AGES 2-17. NOT DURING TRADING HOURS. 2) AFFILIATED WITH OSAIC WEALTH, INC. A RIA, ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 15TH FLOOR, NEW YORK, 10281. INVESTMENT RELATED. RECOMMEND AND MONITOR INVESTMENTS FOR CLIENTS. 3) PARADIGM CONSULTING, INC. POSITION: Agent NATURE: NYS Life, Accident, Health Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 133 Business Park Drive, Utica NY 13502, United States DESCRIPTION: Assisting clients with insurance needs. 4) MARY LOURDES ACADEMY OF DANCE POSITION: Dance Teacher/Choreographer NATURE: Education of Arts (Dance). INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2008 ADDRESS: 1 Genesee St., #5, New Hartford NY 13413, United States DESCRIPTION: Teach various dance classes and choreograph dances for groups ages 2 through 18. 5) EMPIRE RETIREMENT PLANS POSITION: Retirement Plan Coordinator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2025 ADDRESS: 130 Lomond Court, Utica NY 13502, United States DESCRIPTION: Provide Investment Advisory Services for retirement plans under an independent RIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-20
  • S66 Uniform Combined State Law Examination
    2015-04-20

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