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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-04-01
  • NC RA
    APPROVED
    Since 2015-04-01

Branch Locations

150 N College St, Charlotte, NC 28255 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill, Lynch, Pierce, Fenner, & Smith Incorporated Charlotte NC 04/2014 Present
Other Businesses

I*135350 For profit or not for profit: For-Profit Organization Name of outside business organization: Uber Technologies Inc Investment related: N Address of business: San Francisco, California 94103 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 1/15/2021 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Driver and Deliver food I*136840 For profit or not for profit: For-Profit Organization Name of outside business organization: DoorDash Inc Investment related: Address of business: San Francisco, California 94103 Nature of business: Corporation, Compensation for Activity: Position, title, association: Part-Time, Start date of relationship: 4/1/2021 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: DoorDash Inc delivery

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-31
  • S66 Uniform Combined State Law Examination
    2015-03-31

View on SEC IAPD

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