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David Blair Thompson

Sparta Wealth Partners

Charlotte, NC

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Current Employers
Sparta Wealth Partners

4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-18
  • NC RA
    APPROVED
    Since 2022-04-18

Branch Locations

4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Regions Bank Charlotte NC 11/2014 04/2018
Cetera Investment Services Llc St. Cloud MN 12/2014 04/2018
Cetera Investment Advisers Llc Charlotte NC 12/2014 04/2018
Td Private Client Wealth Llc Greenville SC 04/2018 11/2019
Td Bank N.A. Greenville SC 04/2018 11/2019
J Alden Associates, Inc. Jenkintown PA 02/2020 05/2023
Innovation Partners Llc Charlotte NC 12/2022 05/2023
Realta Equities, Inc. Wilmington DE 05/2023 Present
  • 11/2014 → 04/2018
    Regions Bank
    Charlotte, NC
  • 12/2014 → 04/2018
    Cetera Investment Services Llc
    St. Cloud, MN
  • 12/2014 → 04/2018
    Charlotte, NC
  • 04/2018 → 11/2019
    Greenville, SC
  • 04/2018 → 11/2019
    Td Bank N.A.
    Greenville, SC
  • 02/2020 → 05/2023
    J Alden Associates, Inc.
    Jenkintown, PA
  • 12/2022 → 05/2023
    Innovation Partners Llc
    Charlotte, NC
  • 05/2023 → Present
    Realta Equities, Inc.
    Wilmington, DE
Previous Registrations
Other Businesses

1) Insurance Sales; Life, Disability, Long Term Care; Not investment related; 3 hours per month during normal trading hours. 2) DBT Consulting LLC; start: 11/18/2025; 2026 S Wendover Road Charlotte, NC 28211; Not investment related; Consulting referrals or teaming opportunities for defense-oriented technology support and also insurance business; Consultant; Compensation in the form of commissions: 1hour per month some during normal trading hours. 3) Total Solutions Enterprise LLC (DBA Sparta Wealth Partners); start: 4/5/2023; 4500 Cameron Valley Pkwy Ste 130 Charlotte, NC 28211; Investment related; OUTSIDE RIA; President; RIA activities for me and the firm; www.spartawp.com; Compensation is fee based; 120 hours per month during normal trading hours. 4) Total Solutions Enterprise Holding LLC; holding entity. 5) Sine Pari; Investment holding company. 6) Backstage Pass LLC; start: 4/5/2023; 2026 Wendover Road Charlotte, NC 28211; Not investment related; Rental Real Estate and 1031 DST/TIC Holding Entity; Single Member; Rental investment property and passive income; Compensation (other); 4 hours per month during normal trading hours. 7) Thompson Capital Partners; investment holding company. 8) DBT Consulting, LLC; consulting referrals, captive insurance administration; spartawp.com; referrals and introductions; Compensation - portion of setup and premiums for the client; .5 hours per week some during normal trading hours. 9) Velocity Assurance Group, Inc.; Not investment related; start: 12/2025; 1357 W Natasha Circle Riverton, UT 84065; captive insurance company; director and owner; No compensation; 2 hours per month none during normal trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-08
S63 Uniform Securities Agent State Law Examination 2006-04-05
  • S65 Uniform Investment Adviser Law Examination
    2010-02-08
  • S63 Uniform Securities Agent State Law Examination
    2006-04-05
Other Names
  • David Blair Thompson
  • Blair Thompson

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