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4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-18 |
Branch Locations
4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Charlotte | NC | 11/2014 | 04/2018 |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2014 | 04/2018 |
| Cetera Investment Advisers Llc | Charlotte | NC | 12/2014 | 04/2018 |
| Td Private Client Wealth Llc | Greenville | SC | 04/2018 | 11/2019 |
| Td Bank N.A. | Greenville | SC | 04/2018 | 11/2019 |
| J Alden Associates, Inc. | Jenkintown | PA | 02/2020 | 05/2023 |
| Innovation Partners Llc | Charlotte | NC | 12/2022 | 05/2023 |
| Realta Equities, Inc. | Wilmington | DE | 05/2023 | Present |
1) Insurance Sales; Life, Disability, Long Term Care; Not investment related; 3 hours per month during normal trading hours. 2) DBT Consulting LLC; start: 11/18/2025; 2026 S Wendover Road Charlotte, NC 28211; Not investment related; Consulting referrals or teaming opportunities for defense-oriented technology support and also insurance business; Consultant; Compensation in the form of commissions: 1hour per month some during normal trading hours. 3) Total Solutions Enterprise LLC (DBA Sparta Wealth Partners); start: 4/5/2023; 4500 Cameron Valley Pkwy Ste 130 Charlotte, NC 28211; Investment related; OUTSIDE RIA; President; RIA activities for me and the firm; www.spartawp.com; Compensation is fee based; 120 hours per month during normal trading hours. 4) Total Solutions Enterprise Holding LLC; holding entity. 5) Sine Pari; Investment holding company. 6) Backstage Pass LLC; start: 4/5/2023; 2026 Wendover Road Charlotte, NC 28211; Not investment related; Rental Real Estate and 1031 DST/TIC Holding Entity; Single Member; Rental investment property and passive income; Compensation (other); 4 hours per month during normal trading hours. 7) Thompson Capital Partners; investment holding company. 8) DBT Consulting, LLC; consulting referrals, captive insurance administration; spartawp.com; referrals and introductions; Compensation - portion of setup and premiums for the client; .5 hours per week some during normal trading hours. 9) Velocity Assurance Group, Inc.; Not investment related; start: 12/2025; 1357 W Natasha Circle Riverton, UT 84065; captive insurance company; director and owner; No compensation; 2 hours per month none during normal trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-05 |
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