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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-21 |
Branch Locations
540 Hooper Road, Endwell, NY 13760 • United States
68 Exchange St., Binghampton, NY 13901 • United States
1250 Upper Front St., Binghamton, NY 13905 • United States
35-41 Washington Ave 1St Fl, Endicott, NY 13760 • United States
Vestal, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Vestal | NY | 05/2015 | 03/2019 |
| M&T Securities | Vestal | NY | 05/2015 | 03/2019 |
| Lesko Securities Inc. | Binghamton | NY | 03/2019 | 11/2022 |
| M&T Bank | Binghampton | NY | 11/2022 | Present |
| Lpl Financial Llc | Binghamton | NY | 11/2022 | Present |
1) 11/2022- Joanne Johnson - Notary- inv. related- Binghamton, NY - start date 1/17/2021- 1hr/mth 2) 01/11/2024 - Wilmington Advisors @M&T - Inv Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/10/2024 - 160 Hrs/mo; 65 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-07 |
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