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Giovanni Diomede

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-12
DE RA APPROVED 2023-09-27
  • TX RA
    APPROVED
    Since 2023-10-12
  • DE RA
    APPROVED
    Since 2023-09-27

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Newark DE 05/2015 01/2023
Jp Morgan Securities Llc Newark DE 11/2015 01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 01/2023 Present
Wilmington University New Castle DE 09/2016 05/2019
Bank Of America, N.A. Wilmington DE 04/2026 Present
  • 05/2015 → 01/2023
    Jp Morgan Chase Bank Na
    Newark, DE
  • 11/2015 → 01/2023
    Jp Morgan Securities Llc
    Newark, DE
  • 01/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wilmington, DE
  • 09/2016 → 05/2019
    Wilmington University
    New Castle, DE
  • 04/2026 → Present
    Bank Of America, N.A.
    Wilmington, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-25
S63 Uniform Securities Agent State Law Examination 2015-04-02
  • S65 Uniform Investment Adviser Law Examination
    2023-09-25
  • S63 Uniform Securities Agent State Law Examination
    2015-04-02
Other Names
  • Giovanni Walter Diomede
  • Giovanni W Diomede

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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