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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-23
TX RA APPROVED 2026-04-23
  • CA RA
    APPROVED
    Since 2026-04-23
  • TX RA
    APPROVED
    Since 2026-04-23

Branch Locations

200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Westlake Village CA 02/2006 11/2016
Wells Fargo Clearing Services, Llc Westlake Village CA 11/2016 04/2026
Wells Fargo Advisors Financial Network, Llc Westlake Village CA 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-17
  • S66 Uniform Combined State Law Examination
    2012-11-17
Other Names
  • Dana Louise Gackle

View on SEC IAPD

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