Travis Monroe Sheldon

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-02-05

Branch Locations

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc	Scottsdale	AZ	01/2016	10/2016
Bank Of America, N.A.	Glendale	CA	10/2016	11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Glendale	CA	10/2016	11/2017
Capital Review Group	Phoenix	AZ	10/2017	02/2018
Charles Schwab & Co., Inc.	Phoenix	AZ	03/2018	01/2026
Lpl Financial Llc	Tempe	AZ	01/2026	Present

01/2016 → 10/2016

The Vanguard Group, Inc

Scottsdale, AZ
10/2016 → 11/2017

Bank Of America, N.A.

Glendale, CA
10/2016 → 11/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glendale, CA
10/2017 → 02/2018

Capital Review Group

Phoenix, AZ
03/2018 → 01/2026

Charles Schwab & Co., Inc.

Phoenix, AZ
01/2026 → Present

Lpl Financial Llc

Tempe, AZ

1) 1/08/2026 - Hale Anuhea LLC - Real Estate Rental - Property Owner - Inv. Related- Hilo, HI- start date 2/4/2025- 5hrs/mth- 0hrs during trading

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-24