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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-08-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | East Providence | RI | 12/2013 | 10/2018 |
| Citizens Securities Inc. | East Providence | RI | 12/2013 | 10/2018 |
| Citizens Securities, Inc. | Canton | MA | 10/2018 | 07/2022 |
| Citizens Bank | East Providence | RI | 10/2018 | 01/2019 |
| Citizens Bank | Johnston | RI | 07/2022 | 08/2023 |
| Citizens Securities, Inc. | Johnston | RI | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-04 |
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