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Current Employers
Ascentis Asset Management, Llc

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-01-31
  • WY RA
    APPROVED
    Since 2025-01-31

Branch Locations

254 E. 2Nd Street, Powell, WY 82435 • United States

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Ascentis Independent Advisors, Llc

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2022-09-16
  • WY RA
    APPROVED
    Since 2022-09-16

Branch Locations

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

661 Wyoming Ave, Ste 1, Powell, WY 82435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unisys Bismarck ND 10/2015 07/2018
Ameriprise Financial Services, Inc Bismark ND 07/2018 11/2021
Golden State Equity Partners, Llc South Coast Metro CA 11/2021 Present
Golden State Asset Management Powell WY 01/2023 Present
Arimathea Powell WY 04/2024 Present
  • 10/2015 → 07/2018
    Unisys
    Bismarck, ND
  • 07/2018 → 11/2021
    Ameriprise Financial Services, Inc
    Bismark, ND
  • 11/2021 → Present
    Golden State Equity Partners, Llc
    South Coast Metro, CA
  • 01/2023 → Present
    Golden State Asset Management
    Powell, WY
  • 04/2024 → Present
    Powell, WY
Previous Registrations
Other Businesses

1) Golden State Equity Partners, LLC dba Heart Mountain Wealth Management - Investment related - same as main address - Wealth Manager - 9/16/2022 - 120 hours per month - 120 hours per month. 2)Golden State Asset Management - investment related - same as main address - IFA - 01/2023 - 60 hours per month - 30 during trading hours - help process trading for other advisors per CFA instruction 3)Arimathea - investment related - same as main address - IFA, VP of Diocesan Relations - 80 hours per month - 50 during trading hours - provide advice to institutions and individuals using planned models

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-20
  • S66 Uniform Combined State Law Examination
    2018-08-20

View on SEC IAPD

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