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Parker Joseph Stone

Key Investment Services LLC

Ithaca, NY

Brooklyn, OH

CRD 6281844

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Employer firm

Key Investment Services LLC CRD 136300

$8.88B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

604 South Meadow St, Ithaca, NY 14850 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Ithaca NY 02/2014 09/2016
First Niagara Securities Ithaca NY 02/2014 09/2016
Key Investment Services Llc Syracuse NY 09/2016 01/2017
Keybank Ithaca NY 09/2016 01/2021
Key Investment Services Llc Syracuse NY 01/2017 01/2021
Key Investment Services Llc Syracuse NY 01/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-10
S63 Uniform Securities Agent State Law Examination 2014-12-20
  • S65 Uniform Investment Adviser Law Examination
    2019-05-10
  • S63 Uniform Securities Agent State Law Examination
    2014-12-20

View on SEC IAPD

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Nearby Investors

ANTHONY LAWRENCE LUBRINO
TAMMY JEAN KORPIPERKINS
CHRISTOPHER LUBRINO

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · ITHACA, NY
CORNELL POCHILY INVESTMENT ADVISORS, INC. · ITHACA, NY
LPL FINANCIAL LLC · ITHACA, NY

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