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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-20 |
| WA | RA | APPROVED | 2024-03-20 |
Branch Locations
22240 Marine View Dr. S., Des Moines, WA 98198 • United States
4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States
7900 Se 28Th Street, Suite 101, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Bellevue | WA | 12/2014 | 03/2024 |
| J.P. Morgan Securities Llc | Mercer Island | WA | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Mercer Island | WA | 03/2024 | Present |
| Keycorp And Its Affiliates | Bellevue | WA | 12/2014 | 03/2024 |
| Seattle Mariners | Seattle | WA | 02/2007 | 09/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-07 |
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