Clinton David Helmuth Miller

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 07/2019
  Pleasant Wealth Associates
  Berlin, OH
• 01/2014 → 07/2019
  The O. N. Equity Sales Company
  Cincinnati, OH
• 06/2014 → 07/2019
  Hummel Wealth Management, Llc
  Berlin, OH
• 07/2019 → Present
  Kestra Investment Services, Llc
  Canton, OH
• 07/2019 → Present
  Pleasant Wealth Llc
  Canton, OH
• 07/2019 → Present
  Kestra Advisory Services, Llc
  Canton, OH

Previous Registrations

• 2014-06-24 → 2019-07-29
  Hummel Wealth Management, Llc
  Berlin, OH
• 2015-06-10 → 2019-07-25
  On Investment Management Co
  Berlin, OH

Other Businesses

Business Name: Pleasant Wealth LLC Investment Related: Yes Address: 720 McKinley Ave NW Canton OH 44703 Nature of Business: Registered Field Assistant Position, Title or Relationship: Practice Manager Start Date: 7/25/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Customer service, trading, cash management, bookkeepingBusiness Name: Business Underwriter' Associates Investment Related: Yes Address: 3600 Embassy Pkwy Akron OH 44333 Nature of Business: Insurance Position, Title or Relationship: I'm an insurance agent Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I help clients select and apply for life insurance through the insurance brokerage KESTRA ADVISORY SERVICES LLC POSITION: Investment Advisory Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/26/2019 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Advise clients on portfolio selection, discretion over investment positions in some managed accounts.

Exams

• S66 Uniform Combined State Law Examination
  2015-05-01

Designations

• Certified Financial Planner

Other Names

• Clinton David Miller
• Clinton David Helmuth Miller
• Clinton David Miller