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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2013 | 05/2019 |
| Northwestern Mutual Investment Services, Llc | Moscow | ID | 07/2014 | 05/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | 05/2019 |
| Professional Financial Specialists, Inc. | Johnstown | CO | 06/2019 | 06/2020 |
| Thrivent Investment Management Inc | Greenwood Village | CO | 06/2020 | Present |
| Jordan Austin - Thrivent Financial | Johnstown | CO | 06/2020 | Present |
USER INTERVIEWS POSITION: Participant NATURE: User Interviews facilitated market research for companies wanting to bring new products to market. They provide compensation to participants to take part in surveys and interviews about these products. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 320 7th Ave #266, Brooklyn NY 11215, United States DESCRIPTION: I will participate in surveys and interviews about a wide range of topics for companies doing research and customer testing. An example is that I spoke with and completed a demo for a company building a new outdoor website. These are all brief in nature and take place outside of business/trading hours BASEBALL BREWHAHA POSITION: Co-Owner NATURE: I will co-own this business with my brother and it is a content creation services on Social Media (primarily YouTube) that will focus on Baseball Trivia INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 2965 Bow Line Pl, Longmont CO 80503, United States DESCRIPTION: Creating baseball trivia content for social media platforms NIWOT YOUTH SPORTS POSITION: Assistant Director of Baseball NATURE: Not for Profit Local Youth Sports Organization providing recreational and competitive sports for youth. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2025 ADDRESS: 6500 Little League Lane, Niwot CO 80503, United States DESCRIPTION: I will be assisting with the organization of the recreational baseball program including organizing clinics and trainings, overseeing league scheduling and managing communication with coaches and parents of the baseball program.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-05 |
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