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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-09-03
  • CO RA
    APPROVED
    Since 2020-09-03

Branch Locations

4848 Thompson Pkwy, Johnstown, CO 80534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2013 05/2019
Northwestern Mutual Investment Services, Llc Moscow ID 07/2014 05/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2016 05/2019
Professional Financial Specialists, Inc. Johnstown CO 06/2019 06/2020
Thrivent Investment Management Inc Greenwood Village CO 06/2020 Present
Jordan Austin - Thrivent Financial Johnstown CO 06/2020 Present
  • 12/2013 → 05/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2014 → 05/2019
    Northwestern Mutual Investment Services, Llc
    Moscow, ID
  • 03/2016 → 05/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2019 → 06/2020
    Professional Financial Specialists, Inc.
    Johnstown, CO
  • 06/2020 → Present
    Greenwood Village, CO
  • 06/2020 → Present
    Jordan Austin - Thrivent Financial
    Johnstown, CO
Other Businesses

USER INTERVIEWS POSITION: Participant NATURE: User Interviews facilitated market research for companies wanting to bring new products to market. They provide compensation to participants to take part in surveys and interviews about these products. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 320 7th Ave #266, Brooklyn NY 11215, United States DESCRIPTION: I will participate in surveys and interviews about a wide range of topics for companies doing research and customer testing. An example is that I spoke with and completed a demo for a company building a new outdoor website. These are all brief in nature and take place outside of business/trading hours BASEBALL BREWHAHA POSITION: Co-Owner NATURE: I will co-own this business with my brother and it is a content creation services on Social Media (primarily YouTube) that will focus on Baseball Trivia INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 2965 Bow Line Pl, Longmont CO 80503, United States DESCRIPTION: Creating baseball trivia content for social media platforms NIWOT YOUTH SPORTS POSITION: Assistant Director of Baseball NATURE: Not for Profit Local Youth Sports Organization providing recreational and competitive sports for youth. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2025 ADDRESS: 6500 Little League Lane, Niwot CO 80503, United States DESCRIPTION: I will be assisting with the organization of the recreational baseball program including organizing clinics and trainings, overseeing league scheduling and managing communication with coaches and parents of the baseball program.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-02
S63 Uniform Securities Agent State Law Examination 2014-09-05
  • S65 Uniform Investment Adviser Law Examination
    2020-09-02
  • S63 Uniform Securities Agent State Law Examination
    2014-09-05

View on SEC IAPD

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