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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-05-16 |
Branch Locations
Manchester, MO • United States
90 Park Ave 18Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Ballwin | MO | 12/2013 | 07/2021 |
| Notary | St Charles | MO | 02/2014 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Ballwin | MO | 01/2019 | 07/2021 |
| Lpl Financial Llc | Ballwin | CA | 07/2021 | 02/2022 |
| Mml Investors Services, Llc | Manchester | MO | 03/2022 | Present |
| Mass Mutual Life Insurance Company | Manchester | MO | 03/2022 | Present |
| Lenox Advisors, Inc | Manchester | MO | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-31 |
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