Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED_RES | 2021-08-13 |
| CA | RA | APPROVED | 2021-07-01 |
Branch Locations
555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States
4900 Hopyard Rd, Pleasanton, CA 94588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | San Francisco | CA | 05/2007 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 06/2021 | Present |
| Bank Of America, N.A. | San Francisco | CA | 06/2021 | Present |
I*510210, Entity Type: For Profit, Name of OBA: Rental Property 2, Address: Pleasanton, California 94566, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 08/20/2020, No Hours: 4, No Hours during trading: 0, Duties: Owner of Rental Property. I*510209, Entity Type: For Profit, Name of OBA: Rental Property 1, Address: San Francisco , California 94158, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 08/01/2018, No Hours: 4, No Hours during trading: 0, Duties: Owner of Rental Property. I*: 2066405 Entity Type: Entity Charitable Name of OBA: United States Naval Academy Foundation Address: Annapolis, MD 21402 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/14/2024 Number of Hours: 25 hrs annually Number of Hours during trading: 16 hrs annually Duties: My position is among 200 other Board of Trustee members for the U.S. Naval Academy Foundation's Athletic and Scholarship Programs division. This division supports athletic excellence at the Naval Academy. The mission is to provide leadership, need-based funding, guidance, and mentoring to all Foundation Preparatory School students, to provide needed private funding to all USNA varsity, club, and intramural sports in supporting the physical mission of the Naval Academy. I*: 2506277 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. D B. IRRA FBO D. D B. Address: Greenwood, IN 46143 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 6/2/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: POA for parents I*: 2562278 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO B, S B. IRRA FBO B. S B. Address: Greenwood, IN 46143 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/17/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: POA for parent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-02 |
Reach out to this advisor