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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-05-16
TX RA APPROVED_RES 2021-08-13
CA RA APPROVED 2021-07-01
  • CO RA
    APPROVED
    Since 2025-05-16
  • TX RA
    APPROVED_RES
    Since 2021-08-13
  • CA RA
    APPROVED
    Since 2021-07-01

Branch Locations

555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States

4900 Hopyard Rd, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. San Francisco CA 05/2007 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 06/2021 Present
Bank Of America, N.A. San Francisco CA 06/2021 Present
Previous Registrations
Other Businesses

I*510210, Entity Type: For Profit, Name of OBA: Rental Property 2, Address: Pleasanton, California 94566, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 08/20/2020, No Hours: 4, No Hours during trading: 0, Duties: Owner of Rental Property. I*510209, Entity Type: For Profit, Name of OBA: Rental Property 1, Address: San Francisco , California 94158, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 08/01/2018, No Hours: 4, No Hours during trading: 0, Duties: Owner of Rental Property. I*: 2066405 Entity Type: Entity Charitable Name of OBA: United States Naval Academy Foundation Address: Annapolis, MD 21402 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/14/2024 Number of Hours: 25 hrs annually Number of Hours during trading: 16 hrs annually Duties: My position is among 200 other Board of Trustee members for the U.S. Naval Academy Foundation's Athletic and Scholarship Programs division. This division supports athletic excellence at the Naval Academy. The mission is to provide leadership, need-based funding, guidance, and mentoring to all Foundation Preparatory School students, to provide needed private funding to all USNA varsity, club, and intramural sports in supporting the physical mission of the Naval Academy. I*: 2506277 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D. D B. IRRA FBO D. D B. Address: Greenwood, IN 46143 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 6/2/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: POA for parents I*: 2562278 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO B, S B. IRRA FBO B. S B. Address: Greenwood, IN 46143 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/17/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: POA for parent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-02
  • S66 Uniform Combined State Law Examination
    2007-08-02
Other Names
  • Bill Butler

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