Vanessa Lynn Metz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2016-05-05
TX	RA	APPROVED	2015-08-28
CT	RA	APPROVED	2015-05-12

MO RA
APPROVED

Since 2016-05-05
TX RA
APPROVED

Since 2015-08-28
CT RA
APPROVED

Since 2015-05-12

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fenton	MO	07/2000	Present

07/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fenton, MO

Other Businesses

I*: 1989292 Entity Type: Name of OBA: Wharton School Address: Clayton, MISSOURI Investment Related: No Position, Title, Association: Author Employee Start Date: 9/3/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-authored paper to be utilized on the Wharton RetireSecure site

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-08

S66 Uniform Combined State Law Examination

2015-05-08

Other Names

Vanessa Lynn Castens
Vanessa L Metz

View on SEC IAPD