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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-01-20 |
| MD | RA | APPROVED | 2022-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason & Co Llc | Boston | MA | 12/2011 | 06/2022 |
| Clearbridge Investments Llc | New York | NY | 12/2011 | 06/2022 |
| Franklin Distributors Llc | Baltimore | MD | 12/2011 | 06/2022 |
| T Rowe Price | Baltimore | MD | 06/2022 | Present |
(1) Marine Park, LLC; Rental Property Owner; Boston, MA; beginning October 2018; approx 1-4 hours per month - no time devoted during normal securities trading hours. (2) MDP Property Group LLC; 5/16/2023; Investment Related; Multi Family Rental Property; 1/3 Partner; 33% ownership; Exclusively focused on multi-family rental properties; 1 hour during the month; 0 during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-13 |
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