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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-01-20
MD RA APPROVED 2022-07-22
  • MA RA
    APPROVED
    Since 2023-01-20
  • MD RA
    APPROVED
    Since 2022-07-22

Branch Locations

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason & Co Llc Boston MA 12/2011 06/2022
Clearbridge Investments Llc New York NY 12/2011 06/2022
Franklin Distributors Llc Baltimore MD 12/2011 06/2022
T Rowe Price Baltimore MD 06/2022 Present
  • 12/2011 → 06/2022
    Legg Mason & Co Llc
    Boston, MA
  • 12/2011 → 06/2022
    New York, NY
  • 12/2011 → 06/2022
    Franklin Distributors Llc
    Baltimore, MD
  • 06/2022 → Present
    T Rowe Price
    Baltimore, MD
Previous Registrations
Other Businesses

(1) Marine Park, LLC; Rental Property Owner; Boston, MA; beginning October 2018; approx 1-4 hours per month - no time devoted during normal securities trading hours. (2) MDP Property Group LLC; 5/16/2023; Investment Related; Multi Family Rental Property; 1/3 Partner; 33% ownership; Exclusively focused on multi-family rental properties; 1 hour during the month; 0 during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-18
S63 Uniform Securities Agent State Law Examination 2006-10-13
  • S65 Uniform Investment Adviser Law Examination
    2007-12-18
  • S63 Uniform Securities Agent State Law Examination
    2006-10-13
Designations
Other Names
  • Paul Joseph Mckenna
  • Paul Joseph Mckenna

View on SEC IAPD

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