Patrick Francis Gilligan

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2023-08-03

NH RA
APPROVED

Since 2023-08-03

Branch Locations

16 Via Toscana Suite 3040 3Rd Floor, Salem, NH 03079 • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc.	Andover	MA	01/2016	Present

01/2016 → Present

Gwfs Equities, Inc.

Andover, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-09-28
S63	Uniform Securities Agent State Law Examination	2015-08-24

S65 Uniform Investment Adviser Law Examination

2015-09-28
S63 Uniform Securities Agent State Law Examination

2015-08-24

Designations

Certified Financial Planner

Other Names

Patrick Francis Gilligan
Pat Gilligan
Patrick Francis Gilligan

View on SEC IAPD