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Melissa Kessler Neidinger

Ubs Financial Services Inc.

Dallas, TX

CRD 6280360

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-26
CA RA APPROVED 2016-06-28
  • TX RA
    APPROVED
    Since 2017-10-26
  • CA RA
    APPROVED
    Since 2016-06-28

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 07/2014 09/2017
Ubs Financial Services Inc. Dallas TX 09/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-28
  • S66 Uniform Combined State Law Examination
    2016-06-28
Other Names
  • Melissa Kessler
  • Melissa Ilese Kessler

View on SEC IAPD

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