Stephen Clinton Derl Whiteman

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 07/2025
  Securities America Inc
  La Vista, NE
• 06/2024 → 07/2025
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → 07/2025
  Osaic Wealth, Inc.
  Jersey City, NJ
• 07/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2025 → Present
  Cwm, Dba Carson Partners - Crd # 155344
  Omaha, NE
• 07/2025 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE

Previous Registrations

• 2024-06-14 → 2025-07-18
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2019-06-06 → 2024-06-14
  Securities America Advisors, Inc.
  Omaha, NE
  La Vista, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL START DATE: 7/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SUPPORTING CARSON ADVISORS WITH THEIR COMPLIANCE NEEDS AND CONDUCTING BRANCH OFFICE EXAMS; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SUPPORTING CARSON ADVISORS WITH THEIR COMPLIANCE NEEDS AND CONDUCTING BRANCH OFFICE EXAMS;

Exams

• S66 Uniform Combined State Law Examination
  2019-06-03

Other Names

• Steve Whiteman
• Stephen Clinton Derl Whiteman
• Stephen Whiteman