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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • SC RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

124 Verdae Blvd. Suite 501, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc Greenville SC 12/2013 09/2024
Raymond James Financial Services, Inc. Greenville SC 09/2024 Present
Raymond James Financial Services Advisors, Inc. Greenville SC 09/2024 Present
Axia Wealth Advisors Greenville SC 09/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Hartview, LLC Address: 115 W Montclair Ave, Greenville, SC, 29609, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: co-owner with father and brother. LLC is a shell for our ownership in Dunean Capital, a real estate investment fund that i have disclosed already (2)Name of Business: FFH Wealth Advisors dba Axia Wealth Advisors Address: 124 Verdae Blvd Ste 501, Greenville, SC, 29607, United States Activity Type: upport Co - Owner Position/Title: Other Investment Related: No Start Date: 09/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor and FFH is the entity we use to rent out our building and pay staff

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-14
  • S66 Uniform Combined State Law Examination
    2014-05-14

View on SEC IAPD

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