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Brian David Cassin

Raymond James & Associates, Inc.

Covington, KY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
KY RA APPROVED 2019-01-02
OH RA APPROVED 2017-11-28
  • TX RA
    APPROVED
    Since 2025-01-02
  • KY RA
    APPROVED
    Since 2019-01-02
  • OH RA
    APPROVED
    Since 2017-11-28

Branch Locations

100 E. Rivercenter Blvd Suite 400, Covington, KY 41011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ifs Financial Services Cincinnati OH 12/2013 11/2017
Touchstone Securities Cincinnati OH 12/2013 11/2017
Raymond James & Associates, Inc. Cincinnati OH 11/2017 Present
  • 12/2013 → 11/2017
    Ifs Financial Services
    Cincinnati, OH
  • 12/2013 → 11/2017
    Touchstone Securities
    Cincinnati, OH
  • 11/2017 → Present
    Raymond James & Associates, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-02-06
  • S63 Uniform Securities Agent State Law Examination
    2014-02-06
Designations
Other Names
  • Brian D Cassin

View on SEC IAPD

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STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
EP WEALTH ADVISORS · Fort Wright, KY
DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY

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