Stephen A. Cross

Current Employers

Employment History

• 12/2013 → Present
  J.P. Morgan Securities Llc
  Louisville, KY
• 12/2013 → Present
  Jpmorgan Chase Bank, N.A.
  Louisville, KY
• 07/2024 → Present
  Asean Nation Llc
  Versailles, KY
• 07/2024 → Present
  Valor Nation Llc
  Versailles, KY
• 09/2024 → Present
  Coco Nation Llc
  Versailles, KY
• 09/2024 → Present
  Zerot24 Nation Llc
  Camden, DE
• 10/2024 → Present
  For Sure Nation Llc
  Versailles, KY
• 02/2025 → Present
  Chasing Liberty Nation Llc
  Ruston, LA
• 05/2025 → Present
  Simply Joking Nation Llc
  Versailles, KY

Other Businesses

Entity Name: Simply Joking Nation LLC Investment related: No "Address: 2829 Clifton Rd Versailles, KY 40383" Nature of the other business: Race Horsing Position/Title/Relationship: Owner/Partner Start Date: 05/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Ownership in a racehorse Entity Name: Chasing Liberty Nation LLC Investment related: No "Address: 1136 Highway 821 Ruston, LA 71270 https://www.sec.gov/Archives/edgar/data/2050552/000149315224052732/form-c.pdf" Nature of the other business: Horse Racing Position/Title/Relationship: Owner/Partner Start Date: 02/03/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Its ownership in a race horse Entity Name: For Sure Nation LLC Investment related: No "Address: 2045 Williams Ln Versailles, KY 40383" Nature of the other business: Racehorse Position/Title/Relationship: Owner/Partner Start Date: 10/31/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Ownership in a racehorse, no responsibilities and not similar to my role at JPMC. No Connection to JPMC. Entity Name: ZeroT24 Nation LLC Investment related: No "Address: 2140 South Dupont Hwy Camden, DE 19934 https://www.sec.gov/Archives/edgar/data/2036399/000149315224035211/formc.pdf" Nature of the other business: Horse Racing Position/Title/Relationship: Owner/Partner Start Date: 09/13/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Race horse Entity Name: Coco Nation LLC Investment related: No "Address: 2045 Williams Lane Versailles, KY 40383 https://www.valeriobloodstock.com https://www.sec.gov/archives/edgar/data/2032656/000149315224032711/formc.pdf" Nature of the other business: Horse Racing Position/Title/Relationship: Owner/Partner Start Date: 09/09/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Ownership in a race horse Entity Name: Asean Nation LLC Investment related: No "Address: 7131 Troy Pike Versailles, KY 40383 www.oceanreefracing.com" Nature of the other business: Horse Racing Position/Title/Relationship: Owner/Partner Start Date: 07/22/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Thoroughbred Race Horse Entity Name: Valor Nation LLC Investment related: No "Address: 7131 Troy Pike Versailles, KY 40383 www.oceanreefracing.com" Nature of the other business: Horse Racing Position/Title/Relationship: Owner/Partner Start Date: 07/22/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Thoroughbred Race Horse

Exams

• S66 Uniform Combined State Law Examination
  2020-11-13
• S63 Uniform Securities Agent State Law Examination
  2014-01-28

Other Names

• Stephen Allen Cross