Best Investors
Account
Sign in
Best Investors
Account
Sign in
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-04-24 |
Branch Locations
13537 Waterford Place, Midlothian, VA 23112 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Henrico | VA | 12/2013 | 11/2018 |
| Royal Alliance Associates, Inc. | Midlothian | VA | 11/2018 | 12/2018 |
| Global Financial Private Capital, Llc | Sarasota | FL | 01/2019 | 04/2019 |
| Financial Dynamics | Midlothian | VA | 01/2019 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 04/2019 | Present |
(1) Financial Dynamics & Associates; DBA; Investment Related; 13537 Waterford Parkway, Midlothian, VA 23112; Agent; As part of an overall financial plan, insurance products are sometimes recommended; Start 1/7/2019; 6 hours/month spent during trading. (2) Council Member, Town Council of Crewe, VA 2393, financial planning, start 7/2016, approx. 10 hrs./mo., 0 trading hr. (3) Board of Directors for Virginia Deer Hunters Association, Start 10/2016, approx. 10 hours a month/0 trading, 0 compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-13 |
Reach out to this advisor