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Clayton Nieman

Valic Financial Advisors, Inc.

Houston, TX

CRD 6279916

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-26
  • TX RA
    APPROVED
    Since 2021-08-26

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 11/2013 01/2021
Valic Financial Advisors Houston TX 08/2021 Present
Unemployed Houston TX 01/2021 08/2021
Agia Houston TX 12/2022 Present
  • 11/2013 → 01/2021
    Houston, TX
  • 08/2021 → Present
    Valic Financial Advisors
    Houston, TX
  • 01/2021 → 08/2021
    Unemployed
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-14
S63 Uniform Securities Agent State Law Examination 2014-02-05
  • S65 Uniform Investment Adviser Law Examination
    2021-07-14
  • S63 Uniform Securities Agent State Law Examination
    2014-02-05
Other Names
  • Clayton Nieman
  • Clayton Robert Nieman

View on SEC IAPD

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