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Erica Korol

First Citizens Investor Services, Inc.

Wilmington, NC

Raleigh, NC

Wilmington, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-13
  • NC RA
    APPROVED
    Since 2024-05-13

Branch Locations

3624 S College Rd, Wilmington, NC 28412 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

440 South College Road, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Durham NC 01/2014 02/2024
Agia Houston TX 12/2022 02/2024
Empower Financial Services, Inc Greenwood Village CO 02/2024 04/2024
Empower Advisory Group, Llc Greenwood Village CO 02/2024 04/2024
First Citizens Investor Services Raleigh NC 04/2024 Present
  • 01/2014 → 02/2024
    Valic Financial Advisors
    Durham, NC
  • 12/2022 → 02/2024
    Agia
    Houston, TX
  • 02/2024 → 04/2024
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2024 → 04/2024
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 04/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-23
  • S66 Uniform Combined State Law Examination
    2014-05-23
Other Names
  • Erica Gahm

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

More in Wilmington, NC

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