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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED_RES | 2018-10-17 |
Branch Locations
1500 Town Side Dr. Suite 201, Apex, NC 27502 • United States
1500 Town Side Drive Suite 201, Apex, NC 27502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-06-20 |
Branch Locations
1500 Town Side Drive Suite 201, Apex, NC 27502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Financial Advisory Group, Llc | Apex | NC | 07/2016 | Present |
| Eqis Capital Management, Inc. | Apex | NC | 08/2016 | Present |
| Sofos Investments, Inc. | Apex | NC | 07/2020 | Present |
Independent Insurance agent of Capital Financial & Insurance, LLC- Licensed in the state of North Carolina. Utilizing Insurance products as part of a balanced financial plan, all during work hours. Foundations Investment Advisors, LLC - refer clients for business according to solicitor's agreement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-05 |
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