Brandon Maurice Heaven

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → 11/2019
  Citizens Bank
  Philadelphia, PA
• 07/2012 → 03/2020
  Health Promotion Council
  Philadelphia, PA
• 12/2013 → 11/2019
  Citizens Securities Inc.
  Philadelphia, PA
• 11/2019 → 05/2020
  Jp Morgan Chase Bank
  Philadelphia, PA
• 11/2019 → 05/2020
  Jp Morgan Securities Llc
  Philadelphia, PA
• 05/2020 → 02/2022
  Wells Fargo Bank, Na
  Wynnewood, PA
• 05/2020 → 02/2022
  Wells Fargo Clearing Services, Llc
  Wynnewood, PA
• 03/2022 → Present
  Tiaa
  Philadelphia, PA
• 03/2022 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Philadelphia, PA

Previous Registrations

• 2020-06-16 → 2022-02-28
  Wells Fargo Clearing Services, Llc
  Wayne, PA
  Wynnewood, PA
• 2019-11-15 → 2020-06-05
  J.P. Morgan Securities Llc
  Philadelphia, PA
• 2018-02-20 → 2019-11-05
  Citizens Securities, Inc.
  Philadelphia, PA
  Philadelphia, PA
  Plymouth Meeting, PA
  Conshohocken, PA
  Media, PA
  Media, PA

Other Businesses

(1) THROUGH THE LENS ENTERPRISES LLC POSITION: Managing Member NATURE: The nature of the business was for a rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2021 ADDRESS: 4917 Haverford Avenue, Philadelphia PA 19139, United States DESCRIPTION: There is no role or responsibility for this LLC (2) 2968 PLEASANT GROVE LLC POSITION: Managing Member NATURE: This is an active LLC but does not conduct any business or generate revenue. It is raw land and Only holds the deed to the land. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2023 ADDRESS: 502 W 7th St Suite 100, ERIE PA 16502, United States DESCRIPTION: None, I am just an owner of land with my family.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-19
• S63 Uniform Securities Agent State Law Examination
  2015-05-29

Other Names

• Brandon Heaven
• Brandon Maurice Heaven
• Brandon M. Heaven