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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-05 |
Branch Locations
4622 Country Club Road Suite 220, Winston-Salem, N, NC 27104 • United States
Lewisville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks | Winston-Salem | NC | 01/2014 | 12/2017 |
| Blue Rock Wealth Management | Winston-Salem | NC | 06/2015 | 01/2018 |
| 1St Global Advisors, Inc | Winston-Salem | NC | 02/2018 | 10/2019 |
| 1St Global Capital, Corp | Winston-Salem | NC | 02/2018 | 10/2019 |
| Brendle Cpa, P.A. | Winston-Salem | NC | 02/2018 | Present |
| Avantax Insurance Services, Inc. | Winston Salem | NC | 02/2018 | 09/2025 |
| Avantax Advisory Services | Winston Salem | NC | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Winston-Salem | NC | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Winston-Salem | NC | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) BRENDLE FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: Meeting with current and prospective new clients to provide wealth management services, including investments, insurance and financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2018 ADDRESS: Brendle Financial Group, LLC, 4622 Country Club Road, Suite 220, Winston-Salem NC 27104, United States DESCRIPTION: Meeting with clients and prospective new clients, determining client goals and objectives, and providing individualized financial plans to help clients meet those objectives. 2) WILL OF VIOLET P. BARROW POSITION: Executor NATURE: Executor of will : INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2023 ADDRESS: 1216 Barksdale Rd., Lewisville NC 27023, United States DESCRIPTION: Duties and responsibilities include those typical for an Executor of a Will.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-15 |
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