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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-05
  • NC RA
    APPROVED
    Since 2025-09-05

Branch Locations

4622 Country Club Road Suite 220, Winston-Salem, N, NC 27104 • United States

Lewisville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Winston-Salem NC 01/2014 12/2017
Blue Rock Wealth Management Winston-Salem NC 06/2015 01/2018
1St Global Advisors, Inc Winston-Salem NC 02/2018 10/2019
1St Global Capital, Corp Winston-Salem NC 02/2018 10/2019
Brendle Cpa, P.A. Winston-Salem NC 02/2018 Present
Avantax Insurance Services, Inc. Winston Salem NC 02/2018 09/2025
Avantax Advisory Services Winston Salem NC 10/2019 09/2025
Avantax Investment Services, Inc. Winston-Salem NC 10/2019 09/2025
Cetera Wealth Services, Llc Winston-Salem NC 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2014 → 12/2017
    Cetera Advisor Networks
    Winston-Salem, NC
  • 06/2015 → 01/2018
    Blue Rock Wealth Management
    Winston-Salem, NC
  • 02/2018 → 10/2019
    1St Global Advisors, Inc
    Winston-Salem, NC
  • 02/2018 → 10/2019
    1St Global Capital, Corp
    Winston-Salem, NC
  • 02/2018 → Present
    Brendle Cpa, P.A.
    Winston-Salem, NC
  • 02/2018 → 09/2025
    Avantax Insurance Services, Inc.
    Winston Salem, NC
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Winston Salem, NC
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Winston-Salem, NC
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Winston-Salem, NC
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Winston-Salem, N, NC
    Dallas, TX
    Lewisville, NC
  • 2018-02-06 → 2019-10-25
    1St Global Advisors Inc
    Winston-Salem, NC
  • 2014-03-19 → 2018-02-01
    Winston Salem, NC
  • 2014-01-27 → 2014-02-18
    Cetera Wealth Services, Llc
    Winston-Salem, NC
Other Businesses

1) BRENDLE FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: Meeting with current and prospective new clients to provide wealth management services, including investments, insurance and financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2018 ADDRESS: Brendle Financial Group, LLC, 4622 Country Club Road, Suite 220, Winston-Salem NC 27104, United States DESCRIPTION: Meeting with clients and prospective new clients, determining client goals and objectives, and providing individualized financial plans to help clients meet those objectives. 2) WILL OF VIOLET P. BARROW POSITION: Executor NATURE: Executor of will : INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2023 ADDRESS: 1216 Barksdale Rd., Lewisville NC 27023, United States DESCRIPTION: Duties and responsibilities include those typical for an Executor of a Will.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-15
  • S66 Uniform Combined State Law Examination
    2014-02-15
Designations

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